NIPR-verified. Answered in plain language. Proven with an audit trail.
Compliance Agent monitors licensing, appointments, renewals, CE, and E&O against NIPR, and puts Agentforce AI agents to work answering questions and clearing the busywork. It runs inside your own Salesforce org, alongside Financial Services Cloud.
Built on Salesforce Agentforce, running inside your own org.
Verified against and built on the systems you already run
The same NIPR-verified engine and AI agents, framed for how you sell.
Three things set it apart from the producer-compliance tools you already know.
Conversational copilots your team and your network can simply ask, plus an autonomous agent that requests and follows up on missing documents and escalates on its own. Most tools automate workflows; this does the work and answers the questions.
Human-checked today, autonomous-ready when you are. Enforced maker-checker, shadow-mode proof, and kill-switches produce an audit trail an examiner will accept, not just “automation.”
Deployed as a package inside your own org, alongside Financial Services Cloud. You own the data and identity, not a third-party SaaS holding your producer data.
Three Agentforce-powered agents, in plain language, around the clock.
Your producers and agencies just ask, with no calls or emails to compliance. Plain-language answers and actions, instantly.
Your compliance team queries the whole book in seconds and gets drafted actions back, not a spreadsheet to dig through.
Works on its own. It requests and follows up on missing documents and escalates only the true exceptions.
Turn autonomy up at your own pace, workflow by workflow. Every action is two-person and attributed.
The AI drafts; your people approve. Enforced maker-checker means every action is reviewed by a second person and fully attributed.
The AI runs alongside your team and proves its decisions against real outcomes, building an evidence record before it ever acts on its own.
Switch it on per workflow, per agency, with default-deny rules, per-agency pause, and kill-switches always within reach.
Human-checked today. Autonomous-ready when you are.
The National Producer Database holds license, appointment, and CE data across all states.
It monitors, flags, and acts, with AI agents and governed autonomy doing the work.
Producers and agencies self-serve via copilot; your team supervises with full audit visibility.
Everything you expect from a modern producer-compliance platform, plus the readiness, E&O, and audit depth most tools leave out.
Live license status, lines of authority, and state data kept current via NIPR verification and the daily PDB Alerts feed.
Just-in-time appointments and clean terminations tracked by carrier and by state.
Renewal tracking with proactive expiration alerts, plus bulk producer import and verification.
Continuing-education status monitored so deadlines never quietly slip.
Errors-and-omissions coverage tracked and enforced as a readiness blocker.
Registry-Clear vs. Ready-to-Sell, a clear verdict per producer, per state, with the exact blocker.
Stay ahead of NIPR and state changes affecting who can sell what, where.
An append-only, attributed history of every action, built for the day an examiner asks.
Real-time compliance status with a self-service portal and copilot for producers and agencies.
Compliance Agent returns a clear verdict for every producer in every state, and names the blocker when the answer is no.
Registry-Clear
The producer holds a valid license and registration in the state, verified live against NIPR.
Ready-to-Sell
Registry-Clear plus everything else required to write business: an active appointment, E&O coverage, current CE, and any state-specific requirement.
Start with the path that fits you, then book a working session with PS Advisory to see Compliance Agent on your producers, your states, and your Salesforce org.
Or request a demo and we'll point you to the right fit.