COMPLIANCE AGENTProducer compliance, run by AI agents. Built on Salesforce Agentforce.
For insurance carriers and MGA / MGUs

See your whole network's
compliance

Real-time licensing across every producer and agency you write through.

Compliance Agent monitors licensing and appointments across your entire distribution network, verified live against NIPR, and runs inside your own Salesforce org. It integrates with Financial Services Cloud for real verification, real readiness, and a real audit trail.

Built on Salesforce Agentforce, running inside your own org.

Verified against and built on the systems you already run

NIPR PDBSalesforceFinancial Services CloudAgentforce
Where distribution compliance breaks down

Direct appointments are easy. The network is where it breaks.

Carriers and MGAs can account for their direct appointments. Staying on top of licensing and appointments across the full network of producers and agencies you write through is where it breaks down, and where regulatory and E&O exposure hides.

“We can't see real-time licensing status for every producer across our distribution network.”A common admission from carrier and MGA compliance teams

Network blind spots. Producers and agencies you appoint write business with no continuous license check.
Appointments at scale. Appointments and terminations across thousands of producers, by carrier and state, tracked by hand.
Manual NIPR tracking. Spreadsheets and one-off PDB lookups that are stale the day they're saved.
Slow onboarding. Producers wait to get appointed and ready, delaying time-to-first-bind.
Regulatory and audit risk. No clean, network-wide trail when a DOI examiner comes asking.

What makes Compliance Agent different

AI agents, not just automation

Conversational copilots your team and agencies can simply ask, plus an autonomous agent that requests and follows up on missing documents and escalates on its own. Most tools automate workflows; this does the work and answers the questions.

Governed autonomy you can prove

Human-checked today, autonomous-ready when you are. Enforced maker-checker, shadow-mode proof, and kill-switches produce an audit trail an examiner will accept, not just “automation.”

Native to your Salesforce org and FSC

Deployed as a package inside your own org, alongside Financial Services Cloud. You own the data and identity across your entire distribution network, not a third-party SaaS holding your producer data.

Meet your AI agents

The whole book, answered in seconds

Three Agentforce-powered agents, in plain language, around the clock.

Self-service for your network

Network Copilot

Your agencies and producers just ask, with no calls to your compliance team. Plain-language answers and actions, instantly.

“Am I appointed to write in TX? If not, show me exactly what's blocking it.”

Leverage for your team

Compliance Copilot

Your compliance team queries the whole book in seconds and gets drafted actions back, not a spreadsheet to dig through.

“Who lapses in 30 days? Show everyone blocked in TX and why.”

Autonomous in the background

Servicing Agent

Works on its own. It requests and follows up on missing documents and escalates only the true exceptions, so nothing stalls waiting on a human.

Detects a missing E&O cert, requests it, follows up, and escalates only the true exceptions.

One engine, your model

Carrier, MGA, or MGU, the nuances are covered

The same continuous verification, framed for how you actually distribute.

Carriers

Direct appointments are the easy part. Compliance Agent extends the same continuous verification to every producer and agency you write through, so network-wide licensing status is never a guess.

MGAs

You manage delegated authority on behalf of carriers. Track appointments and terminations by carrier and state across your sub-producer network, with an audit trail that holds up to both carrier and DOI scrutiny.

MGUs

Underwriting authority adds a layer of accountability. Tie producer readiness to the programs and states you underwrite, and prove every producer was Ready-to-Sell at bind time.

Governed autonomy

Trust you can prove

Turn autonomy up at your own pace, workflow by workflow. Every action is two-person and attributed.

Stage 01

Supervised

The AI drafts; your people approve. Enforced maker-checker means every action is reviewed by a second person and fully attributed.

Stage 02

Shadow Mode

The AI runs alongside your team and proves its decisions against real outcomes, building an evidence record before it ever acts on its own.

Stage 03

Autonomous

Switch it on per workflow, per agency, with default-deny rules, per-agency pause, and kill-switches always within reach.

Human-checked today. Autonomous-ready when you are.

How it works

From NIPR to your whole network, with the work already done

1

NIPR PDB, the source of truth

The National Producer Database holds license, appointment, and CE data across all states.

2

Compliance Agent, in your Salesforce org

It monitors, flags, and acts, with AI agents and governed autonomy doing the work.

3

Your network, producers and agencies

Producers and agencies self-serve via copilot; your team oversees the whole book with full audit visibility.

Full compliance capabilities

Everything you expect from a modern producer-compliance platform, plus the readiness, E&O, and audit depth most tools leave out.

NIPR / PDB verification

Live license status, lines of authority, and state data kept current across your whole book via NIPR verification and the daily PDB Alerts feed.

Appointments, terminations, and JIT

Just-in-time appointments and clean terminations across thousands of producers, by carrier and state.

Renewals and bulk verify

Renewal tracking with proactive expiration alerts, plus bulk producer import and verification.

CE tracking

Continuing-education status monitored so deadlines never quietly slip.

E&O tracking and readiness gating

Errors-and-omissions coverage tracked and enforced as a readiness blocker.

Two-tier readiness, per state

Registry-Clear vs. Ready-to-Sell, a clear verdict per producer, per state, with the exact blocker.

Regulatory-change monitoring

Stay ahead of NIPR and state changes affecting who can sell what, where.

Examiner-grade audit trail

An append-only, attributed history of every action, built for the day an examiner asks.

Network dashboards and self-service

Real-time compliance status across your whole network, with a self-service portal and copilot for producers.

Readiness, answered per state

No more “can they write here?” guesswork

Compliance Agent returns a clear verdict for every producer in your network, in every state, and names the blocker when the answer is no.

Two tiers, one clear verdict

Registry-Clear

The producer holds a valid license and registration in the state, verified live against NIPR.

Ready-to-Sell

Registry-Clear plus everything else required to write business: an active appointment, E&O coverage, current CE, and any state-specific requirement.

And it names the blocker

Missing or expired E&O coverage
Appointment pending or terminated
Continuing-education overdue
License lapsed or wrong line of authority

See your whole network's compliance

Let's walk through your distribution network and the states you write in, then show how Compliance Agent fits your Salesforce org and Financial Services Cloud, at your pace.