Every license, appointment, and renewal monitored. The busywork cleared. The audit trail ready.
Compliance Agent monitors licensing for employed agents and outside brokers alike, verified live against NIPR, and puts AI agents to work answering questions and chasing missing documents. It runs inside your own Salesforce org.
Built on Salesforce Agentforce, running inside your own org.
Verified against and built on the systems you already run
Most agencies manage producer licensing in spreadsheets and manual NIPR lookups. It holds together until a license lapses, a renewal is missed, or an unlicensed producer writes business in a state they aren't authorized in. The biggest blind spot is the producers you don't employ.
“One thing that comes to mind is that we don't monitor licensing for outside brokers.”A common admission from agency compliance teams
Conversational copilots your team and agencies can simply ask, plus an autonomous agent that requests and follows up on missing documents and escalates on its own. Most tools automate workflows; this does the work and answers the questions.
Human-checked today, autonomous-ready when you are. Enforced maker-checker, shadow-mode proof, and kill-switches produce an audit trail an examiner will accept, not just “automation.”
Deployed as a package inside your own org, so you own the data and identity, alongside Financial Services Cloud. No third-party SaaS holding your producer data.
Three Agentforce-powered agents, in plain language, around the clock.
Agencies just ask, with no portal training and no email to compliance. Plain-language answers and actions, instantly.
“Is Dana ready to sell in VA? If not, request her E&O.”
Your compliance team queries the whole book in seconds and gets drafted actions back, not a spreadsheet to dig through.
“Who lapses in 30 days? Show everyone blocked in TX and why.”
Works on its own. It requests and follows up on missing documents and escalates only the true exceptions, so nothing stalls waiting on a human.
Detects a missing E&O cert, requests it, follows up, and escalates only the true exceptions.
Turn autonomy up at your own pace, workflow by workflow. Every action is two-person and attributed.
The AI drafts; your people approve. Enforced maker-checker means every action is reviewed by a second person and fully attributed.
The AI runs alongside your team and proves its decisions against real outcomes, building an evidence record before it ever acts on its own.
Switch it on per workflow, per agency, with default-deny rules, per-agency pause, and kill-switches always within reach.
Human-checked today. Autonomous-ready when you are.
The National Producer Database holds license, appointment, and CE data across all states.
It monitors, flags, and acts, with AI agents and governed autonomy doing the work.
Agencies self-serve via copilot; your team supervises with full audit visibility.
Everything you expect from a modern producer-compliance platform, plus the readiness, E&O, and audit depth most tools leave out.
Live license status, lines of authority, and state data kept current via NIPR verification and the daily PDB Alerts feed.
Just-in-time appointments and clean terminations tracked by carrier and by state.
Renewal tracking with proactive expiration alerts, plus bulk producer import and verification.
Continuing-education status monitored so deadlines never quietly slip.
Errors-and-omissions coverage tracked and enforced as a readiness blocker.
Registry-Clear vs. Ready-to-Sell, a clear verdict per producer, per state, with the exact blocker.
Stay ahead of NIPR and state changes affecting who can sell what, where.
An append-only, attributed history of every action, built for the day an examiner asks.
A portal agencies actually use, with the AI copilot built right in.
Compliance Agent returns a clear verdict for every producer in every state, and names the blocker when the answer is no.
Registry-Clear
The producer holds a valid license and registration in the state, verified live against NIPR.
Ready-to-Sell
Registry-Clear plus everything else required to write business: an active appointment, E&O coverage, current CE, and any state-specific requirement.